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Expert, Operational Risk and Compliance Assurance (40000830)

Category:  Retail Banking Group
Job Type: 
Facility:  Retail Banking

Job Purpose

- Control compliance and operational risks with products and services in the segment in charge, ensure Techcombank's regulations and laws, protect the Bank's and customers' legitimate rights and interests.
- Control operational risks at business/operating units under the Division (including compliance control)
- Consult business/operating units on compliance/regulatory/financial crime issues.

Key Accountabilities (1)

- Support the focal point and/or in charge of implementing compliance management policies and tools at the Division at the Region/Area level
- Participatie in the inspection and assessment of operational risks and compliance violations in BB/RBG
- Evaluate, handle violations, compliance cases at the Division, propose solutions to control violations for personnel of the Division.
- Support the focal point and/or in charge of implementing programs to improve compliance/risk compliance, and improve the effectiveness of internal control at the Division.
- Support/focal support activities of inspection, examination, investigation and verification of the incident, reporting and handling of events and issues of operational risk within the Region/Area.
- Other tasks as assigned

Key Accountabilities (2)

Key Accountabilities (3)

Key Relationships - Direct Manager

Director, Area Operational Risk and Compliance Assurance

Key Relationships - Direct Reports

Key Relationships - Internal Stakeholders

Departments inside and outside the Block (functionally related or customer segments)

Key Relationships - External Stakeholders

Partners, Customers

Success Profile - Qualification and Experiences

- University degree or above majoring in Auditing/Accounting/Finance/Banking/Economics
- Master's degree or higher is preferred
- Minimum 7 years in a position related to financial analysis/credit/audit
- Knowledge of products / services applicable to the customer segment in charge of the banking market
- Prior work experience related to risk management, compliance is preferred
'Minimum TOEIC 550 or equivalent'

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