Expert, Compliance and Operational Risk Control (40001714)

Job Purpose

- Control compliance and operational risks with products and services in the segment in charge, ensure Techcombank's regulations and laws, protect the Bank's and customers' legitimate rights and interests. 
- Control operational risks at business/operating units under the Division (including compliance control) 
- Consult business/operating units on compliance/regulatory/financial crime issues.

Key Accountabilities (1)

'1. Compliance control and risk management
- Support the development of the plan for inspection and supervision of risk management and risk management
- Participate or preside over the inspection and assessment of operational risks (including risks of fraud and financial crimes) in the customer management segment or conduct independent investigations and propose/monitor corrective and preventive measures
- Design and implement programs to monitor or warn of fraud and compliance violations in the Division
- Advise on identification and design of warning scenarios, identify risks of fraud and financial crimes during the process of building and designing product operations
- Advise and guide investigation/inspection operations according to the functions of the department
- Identify risks and fraud scenarios to develop and enhance detection of fraud and financial crimes.
- Implement programs and principles on fraud risks and financial crimes deployed in the Division as required by the bank.

Key Accountabilities (2)

2. Other responsibilities
- Support the development and implementation of programs to improve compliance/Operational risk capacity, improve internal control efficiency in the Division
- Other tasks as assigned by Managers

Key Accountabilities (3)

Key Relationships - Direct Manager

Director/Senior Manager, Compliance and Operational Risk Control

Key Relationships - Direct Reports

Key Relationships - Internal Stakeholders

Other functions in CIBG and at Techcombank

Key Relationships - External Stakeholders

State management agencies, Customers

Success Profile - Qualification and Experiences